{"id":4802,"date":"2023-04-07T17:18:08","date_gmt":"2023-04-07T10:18:08","guid":{"rendered":"https:\/\/cryptoinsider.asia\/?p=4802"},"modified":"2023-04-07T17:18:08","modified_gmt":"2023-04-07T10:18:08","slug":"robinhood-faces-10-2m-penalty-from-multiple-u-s-states-over-technical-failures-investor-harm","status":"publish","type":"post","link":"https:\/\/cryptoinsider.asia\/vi\/robinhood-faces-10-2m-penalty-from-multiple-u-s-states-over-technical-failures-investor-harm\/","title":{"rendered":"Robinhood ph\u1ea3i \u0111\u1ed1i m\u1eb7t v\u1edbi h\u00ecnh ph\u1ea1t 10,2 tri\u1ec7u \u0111\u00f4 la t\u1eeb nhi\u1ec1u qu\u1ed1c gia Hoa K\u1ef3 do l\u1ed7i k\u1ef9 thu\u1eadt, g\u00e2y h\u1ea1i cho nh\u00e0 \u0111\u1ea7u t\u01b0"},"content":{"rendered":"<h2>Th\u1ecfa thu\u1eadn d\u00e0n x\u1ebfp di\u1ec5n ra sau cu\u1ed9c \u0111i\u1ec1u tra v\u1ec1 s\u1ef1 c\u1ed1 ng\u1eebng ho\u1ea1t \u0111\u1ed9ng c\u1ee7a n\u1ec1n t\u1ea3ng Robinhood v\u00e0o th\u00e1ng 3 n\u0103m 2020 do m\u1ed9t c\u01a1 quan qu\u1ea3n l\u00fd \u1edf b\u1ea3y ti\u1ec3u bang bao g\u1ed3m California v\u00e0 Alabama d\u1eabn \u0111\u1ea7u.<\/h2>\n<p>N\u1ec1n t\u1ea3ng giao d\u1ecbch b\u00e1n l\u1ebb Robinhood \u0111\u01b0\u1ee3c thi\u1ebft l\u1eadp \u0111\u1ec3 tr\u1ea3 t\u1edbi 10,2 tri\u1ec7u \u0111\u00f4 la ti\u1ec1n ph\u1ea1t cho c\u00e1c l\u1ed7i v\u1eadn h\u00e0nh v\u00e0 k\u1ef9 thu\u1eadt g\u00e2y h\u1ea1i cho c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0, theo th\u00f4ng b\u00e1o h\u00f4m th\u1ee9 N\u0103m t\u1eeb c\u01a1 quan qu\u1ea3n l\u00fd California.<\/p>\n<p>C\u1ee5c B\u1ea3o v\u1ec7 T\u00e0i ch\u00ednh v\u00e0 \u0110\u1ed5i m\u1edbi California (DFPI) \u0111\u00e3 tham gia th\u1ecfa thu\u1eadn d\u00e0n x\u1ebfp gi\u1eefa nhi\u1ec1u ti\u1ec3u bang, sau cu\u1ed9c \u0111i\u1ec1u tra c\u1ee7a Hi\u1ec7p h\u1ed9i Qu\u1ea3n tr\u1ecb vi\u00ean Ch\u1ee9ng kho\u00e1n B\u1eafc M\u1ef9 (NASAA) v\u1ec1 s\u1ef1 c\u1ed1 ng\u1eebng ho\u1ea1t \u0111\u1ed9ng c\u1ee7a n\u1ec1n t\u1ea3ng Robinhood v\u00e0o th\u00e1ng 3 n\u0103m 2020.<\/p>\n<p>&#8220;Ngo\u00e0i ra, tr\u01b0\u1edbc th\u00e1ng 3 n\u0103m 2021, Robinhood \u0111\u00e3 c\u00f3 nh\u1eefng thi\u1ebfu s\u00f3t trong quy tr\u00ecnh xem x\u00e9t v\u00e0 ph\u00ea duy\u1ec7t \u0111\u1ed1i v\u1edbi c\u00e1c quy\u1ec1n ch\u1ecdn v\u00e0 t\u00e0i kho\u1ea3n k\u00fd qu\u1ef9, c\u00e1c \u0111i\u1ec3m y\u1ebfu trong c\u00f4ng c\u1ee5 gi\u00e1m s\u00e1t v\u00e0 b\u00e1o c\u00e1o c\u1ee7a c\u00f4ng ty c\u0169ng nh\u01b0 kh\u00f4ng \u0111\u1ee7 d\u1ecbch v\u1ee5 kh\u00e1ch h\u00e0ng v\u00e0 c\u00e1c giao th\u1ee9c leo thang m\u00e0 trong m\u1ed9t s\u1ed1 tr\u01b0\u1eddng h\u1ee3p khi\u1ebfn ng\u01b0\u1eddi d\u00f9ng Robinhood kh\u00f4ng th\u1ec3 \u0111\u1ec3 x\u1eed l\u00fd c\u00e1c giao d\u1ecbch ngay c\u1ea3 khi gi\u00e1 tr\u1ecb c\u1ee7a m\u1ed9t s\u1ed1 c\u1ed5 phi\u1ebfu \u0111ang gi\u1ea3m,&#8221; DFPI cho bi\u1ebft.<\/p>\n<p>Cu\u1ed9c \u0111i\u1ec1u tra \u0111\u01b0\u1ee3c d\u1eabn \u0111\u1ea7u b\u1edfi c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd ch\u1ee9ng kho\u00e1n \u1edf California, Alabama, Colorado, Delaware, New Jersey, South Dakota v\u00e0 Texas.<\/p>\n<p>\u0110\u00e2y kh\u00f4ng ph\u1ea3i l\u00e0 h\u00ecnh ph\u1ea1t h\u00e0ng tri\u1ec7u \u0111\u00f4 la \u0111\u1ea7u ti\u00ean c\u1ee7a Robinhood. V\u00e0o n\u0103m 2021, nh\u00e1nh ti\u1ec1n \u0111i\u1ec7n t\u1eed c\u1ee7a Robinhood cho bi\u1ebft h\u1ecd s\u1ebd ph\u1ea3i tr\u1ea3 kho\u1ea3n b\u1ed3i th\u01b0\u1eddng tr\u1ecb gi\u00e1 30 tri\u1ec7u \u0111\u00f4 la cho B\u1ed9 D\u1ecbch v\u1ee5 T\u00e0i ch\u00ednh Bang New York (NYDFS) do vi ph\u1ea1m c\u00e1c y\u00eau c\u1ea7u quy \u0111\u1ecbnh. \u0110i\u1ec1u n\u00e0y \u0111\u01b0\u1ee3c \u0111\u01b0a ra sau kho\u1ea3n thanh to\u00e1n 65 tri\u1ec7u \u0111\u00f4 la cho \u1ee6y ban Ch\u1ee9ng kho\u00e1n v\u00e0 Giao d\u1ecbch Hoa K\u1ef3 v\u00e0o n\u0103m 2020 \u0111\u1ec3 gi\u1ea3i quy\u1ebft c\u00e1c c\u00e1o bu\u1ed9c r\u1eb1ng n\u1ec1n t\u1ea3ng n\u00e0y \u0111\u00e3 l\u1eeba d\u1ed1i c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0. N\u1ec1n t\u1ea3ng n\u00e0y c\u0169ng \u0111\u00e3 b\u1ecb C\u01a1 quan qu\u1ea3n l\u00fd ng\u00e0nh t\u00e0i ch\u00ednh (FINRA) ph\u1ea1t 70 tri\u1ec7u \u0111\u00f4 la v\u00ec kh\u00f4ng b\u1ea3o v\u1ec7 kh\u00e1ch h\u00e0ng.<\/p>\n<p>&#8220;Robinhood li\u00ean t\u1ee5c kh\u00f4ng ph\u1ee5c v\u1ee5 kh\u00e1ch h\u00e0ng c\u1ee7a m\u00ecnh, nh\u01b0ng th\u1ecfa thu\u1eadn n\u00e0y cho th\u1ea5y r\u00f5 r\u00e0ng r\u1eb1ng Robinhood ph\u1ea3i th\u1ef1c hi\u1ec7n ngh\u0129a v\u1ee5 ch\u0103m s\u00f3c kh\u00e1ch h\u00e0ng c\u1ee7a m\u00ecnh m\u1ed9t c\u00e1ch nghi\u00eam t\u00fac v\u00e0 kh\u1eafc ph\u1ee5c nh\u1eefng thi\u1ebfu s\u00f3t n\u00e0y,&#8221; Ch\u1ee7 t\u1ecbch NASAA Andrew Hartnett cho bi\u1ebft trong m\u1ed9t th\u00f4ng c\u00e1o b\u00e1o ch\u00ed.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Th\u1ecfa thu\u1eadn d\u00e0n x\u1ebfp di\u1ec5n ra sau cu\u1ed9c \u0111i\u1ec1u tra v\u1ec1 s\u1ef1 c\u1ed1 ng\u1eebng ho\u1ea1t&hellip;<\/p>\n","protected":false},"author":3,"featured_media":4803,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_lmt_disableupdate":"","_lmt_disable":"","_jetpack_memberships_contains_paid_content":false,"footnotes":"","jetpack_publicize_message":"","jetpack_publicize_feature_enabled":true,"jetpack_social_post_already_shared":true,"jetpack_social_options":{"image_generator_settings":{"template":"highway","default_image_id":0,"font":"","enabled":false},"version":2}},"categories":[44],"tags":[1321,978,258],"class_list":["post-4802","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-tin-tuc","tag-alabama","tag-california","tag-robinhood"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Robinhood ph\u1ea3i \u0111\u1ed1i m\u1eb7t v\u1edbi h\u00ecnh ph\u1ea1t 10,2 tri\u1ec7u \u0111\u00f4 la t\u1eeb nhi\u1ec1u qu\u1ed1c gia Hoa K\u1ef3 do l\u1ed7i k\u1ef9 thu\u1eadt, g\u00e2y h\u1ea1i cho nh\u00e0 \u0111\u1ea7u t\u01b0<\/title>\n<meta name=\"description\" content=\"Th\u1ecfa thu\u1eadn d\u00e0n x\u1ebfp di\u1ec5n ra sau cu\u1ed9c \u0111i\u1ec1u tra v\u1ec1 s\u1ef1 c\u1ed1 ng\u1eebng ho\u1ea1t \u0111\u1ed9ng c\u1ee7a n\u1ec1n t\u1ea3ng Robinhood v\u00e0o th\u00e1ng 3 n\u0103m 2020 do m\u1ed9t c\u01a1 quan qu\u1ea3n l\u00fd \u1edf b\u1ea3y ti\u1ec3u bang bao g\u1ed3m California v\u00e0 Alabama d\u1eabn \u0111\u1ea7u. 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